Highlights
- Give clients greater peace of mind with Advisory Solutions asset protection
- Improve client satisfaction and reduce administrative costs with consolidated, comprehensive statements
- Asset protection
- Client statements, trade confirms and tax reports
- Prime brokerage services
Account Aggregation
Ridgeway Conger advisors receive discounts from Advisor Exchange, the industry’s leading provider of account aggregation solutions to independent advisors and firms.
With account aggregation, you will position yourself as your client’s primary advisor by providing them with the convenience of a personal financial “hub” that compiles all their online accounts. Advisor Exchange aggregates both managed and held-away account data from over 10,000 sources including custodians, brokerages, fund companies, insurance providers, and banking, as well as non-investment accounts, such as loans, credit cards, mortgage, and bill information. Once data is aggregated, your clients permission you to view account details which include summary balances, positions, and daily transactions. With this data at your fingertips, you will have an on-demand picture of your client’s entire financial profile.
This holistic view of client accounts will help you:
· Increase Assets by converting aggregated accounts to managed accounts
· Increase Revenue by charging an “advisory” fee on non-managed aggregated accounts
· Increase client referrals because of better planning and service based on a client’s complete financial picture
· Increase client retention by mitigating the risk of losing clients to a competitor offering a similar service
Advisor Exchange’s technology is an efficient, time-saving solution that will allow you to expand the services you offer and help differentiate your practice from everyone else.
To learn more contact John Luciano:
John Luciano
VP Sales & Business Development
jluciano@advisor-exchange.com
www.advisorexchange.com
(516) 801-4931
Asset Protection
Invest With Peace of Mind
Advisor Solutions (Ridgeway and Conger) uses Legent Clearing as a member of the Securities Investor Protection Corporation (SIPC), which provides coverage for accounts up to $500,000 (including up to $100,000 in cash) per client as defined by SIPC rules.
Legent Clearing's policy through Lloyd's of London provides additional account coverage up to $24.5 million (including up to $900,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd's of London coverage, accounts are protected up to a total of $25 million per client (as defined by SIPC rules) including up to $1 million for cash balances.
This coverage does not protect against loss of market value of securities.
Client statements, trade confirms, and tax reports
Your clients can track their investment progress with an easy-to-read, informative client statement. It shows snapshots, summaries and detailed histories. You can also display your firm's name on the statement to reinforce your relationship with your clients.
You can also count on a comprehensive trade confirmation to be generated by Advisory Solutions every time a client makes a trade. Duplicate confirms are sent directly to you.
Advisory Solutions Reporting department is responsible for data integrity and analysis of all brokerage tax reporting. Most year-end tax mailings are sent out in January to give your clients adequate time to prepare their tax returns.
Registered Investment Advisors
Wealth Management Services
Having access to sophisticated and specialized wealth-management capabilities can be key to attracting and retaining high-net-worth clients. As their financial affairs become increasingly more complex, they will look to you for assistance in developing a comprehensive wealth-management solution for their particular situation. Through our wealth managent services, you can leverage the resources of Advisory Solutions and third-party service providers to help you meet those needs.
THE OPPORTUNITY
Potential business is ready and waiting
Your clients are asking you to manage a greater share of their total financial picture. They're looking for philanthropic strategies, innovative wealth transfer techniques, and even are appraisals. To help deliver an ever-expanding set of solutions. Whether you want to outsource capabilities or develop others in-house, Advisory Solutions offers the choices you need to help you build your practice your way. We provide access to a comprehensive range of sophisticated wealth managment resources.
Portfolio Management and Reporting
Our open architecture integrates with most of the systems you use every day and offers a rich selection of flexible reporting and analysis options.
Integration with your choice of portfolio management systems
Powerful analytical support
Tax-sensitive investing made easier
The big picture at a glance
The information you need, when you need it
Account Services
Our automation can help you serve your clients' needs, helping to strengthen relationships while improving margins.
Investor online access
Faster account openings
Smoother transfers of assets
Intra-day client service information
Automated fee deduction
Practice Development
From our platform you can tap a wide range of business-building services, from industry best practices to practice transition support and turnkey marketing programs.
Industry insights and best practices
Online marketing resources
To learn more about our integrated Beta platform, contact Advisory Solutions today.
P.O. Box 460
New Woodstock, NY 13122
Phone 315-662-7450
info@advisoryinformation.com